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AI Prompts forFinancial Advisors

Better preparation for the conversations clients rely on.

By Russell Cummings

800+ prompts shown on the cover16 chapters from the supplied edition
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Task-focused prompts Adapt to your business No coding needed to start

BUILT AROUND YOUR WORK

Better preparation for the conversations clients rely on.

Financial advice brings complex technical work together with a deeply personal client relationship. This guide covers discovery, advice-document preparation, investment and risk discussions, retirement and intergenerational planning. It also addresses communication, marketing, practice systems and adviser productivity. The prompts are starting points for organising information, drafting explanations and asking better questions. They do not provide verified recommendations or replace an adviser’s review process.

WHAT YOU CAN PUT TO WORK

More than a list of things to ask AI.

01

Structure discovery and fact-finding conversations

02

Prepare outlines for advice documents and client explanations

03

Develop client-education content and engagement plans

04

Review practice workflows and personal productivity

The book supplies starting points. Your business context, follow-up questions and review make the answers useful. It does not run an AI tool or perform the work automatically.

EXPLORE THE BOOK

A chapter for the
challenge in front of you.

Browse the chapter-level table of contents from the supplied May 2025 first edition. The book also contains introductions, supporting material and individual prompt sections.

Chapter sequence follows the supplied book. Punctuation is normalised for this website. Page numbers are omitted because formats and editions may differ.

Table of contents

  1. 01How to Write a Powerful Prompt
  2. 02Client Discovery & Fact-Finding
  3. 03SOA & ROA Preparation
  4. 04Investment Portfolio Design
  5. 05Insurance & Risk Advice

MAKE YOUR FIRST SESSION USEFUL

Three places to start.

Choose a real task, open the relevant chapter and work with a prompt that fits. These are suggested uses of the book, not promises of a particular result.

CHAPTER 2

Prepare a client discovery agenda

Client Discovery & Fact-Finding

Try this starting point
CHAPTER 9

Draft a plain-English explanation for professional review

Client Communication & Engagement

Try this starting point
CHAPTER 13

Plan a focused week around advice work and client meetings

Personal Productivity for Advisers

Try this starting point

TRY THE APPROACH BEFORE YOU BUY

Give the AI a clearer brief.

An illustrative prompt written for this page, based on the book’s themes. It is not a verbatim extract. Replace the bracketed text before using it in your approved AI tool.

Help me prepare a client discovery agenda. Context: [describe your business, the situation and the people involved]. Constraints: [add the time, resources and requirements we must work within]. Ask me three questions to clarify missing information. Then provide a practical first draft with clear headings, recommended next steps and the assumptions I should check. Use a professional, plain-English tone. Do not invent facts or treat unverified information as certain.

You can also select and copy the text above.

FROM THE PAGE TO YOUR PRACTICE

Use one prompt.
Then build a habit.

  1. Choose the chapter that matches your current task.
  2. Add your situation, constraints and desired output.
  3. Use your approved AI tool and ask follow-up questions.
  4. Verify the answer and decide what to use.
  5. Save useful prompts and repeat the process.
Learn the six-element prompt method

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This book is not personal financial advice. Verify every technical claim, calculation and recommendation against current requirements and your licensee’s approved processes.
Russell Cummings, author and business coach

THE AUTHOR BEHIND THE LIBRARY

Business experience.
Practical questions.

Russell Cummings brings more than 40 years of work with business owners and leaders to the Focused Execution resources. These books apply that practical approach to asking better questions and turning useful answers into action.

Meet Russ

BEFORE YOU CHOOSE

A few useful answers.

YOUR NEXT USEFUL STEP

Put better questions
to work.

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